New FSA governance requirements September 2010
FSA Governance Requirements
The FSA's Policy Statement on Effective governance - Significant influence functions and the Walker review published on 24 September 2010 has important implications for Boards and individual Board members in FSA regulated firms and their parent companies.
In order to help firms identify and respond to the practical impacts of the new rules and guidance, CTP have prepared a series of guides to key aspects of the FSA's new governance regime (including the related Consultation Paper on Remuneration).
We hope you will find them useful. Please click on the appropriate link to download your copy:
FSA Controlled Functions - Updated Sept 2010
Principles for Approved Persons - Updated Sept 2010
Application of CF00
SYSC Chapter 21 - CRO & Risk Cttee
Revised Remuneration Code
SIF CPD Record
Governance Information Checklist
CTP also run a range of briefings, updates and workshops for significant influence function holders and those who support them. For details of forthcoming events please click here.
CTP Global - Good Governance: Great Performance
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