NYSE Code
NYSE Code
In April 2004 the New York Stock Exchange announced that its Board of Directors had adopted the NYSE Directors’ Code of Business Conduct and Ethics. This simple four page document was designed to set an example to the firms it governs and ensure that the NYSE’s activities were conducted in accordance with the highest standards of business and personal standards.
The areas covered by the NYSE Code are:
- Compliance with Laws, Rules and Regulations
- Conflicts of Interest
- Insider Trading
- Corporate Opportunities
- Competition and Fair Dealing
- Antitrust Laws
- Confidentiality
- Protection and Proper Use of NYSE Assets
- Waivers of the Code of Business Conduct and Ethics
- Reporting any Illegal or Unethical Behaviour
- Enforcement of the Code of Business Conduct and Ethics
- Political Contributions and Activities
- Foreign Payments
- Other Legal Standards
- Annual Review
Download a full copy of the NYSE Code here
To discuss your firm’s international standards and requirements for governance contact CTP Global now...
Good Governance: Great Performance
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